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Preparing for Immigration Audits

GuidesDavid Chen1 December 20258 min read
Preparing for Immigration Audits

Being Audit-Ready

Immigration authorities conduct audits to ensure employers comply with permit conditions and sponsorship duties. Being prepared protects your ability to hire internationally.

Types of Audits

Ireland: WRC Inspection

The Workplace Relations Commission inspects:

  • Employment permit compliance
  • Working conditions for permit holders
  • Pay and hours match permit conditions
  • Employer obligations met

UK: Home Office Audit

Sponsor licence audits assess:

  • HR systems adequacy
  • Record keeping
  • Reporting compliance
  • Genuine vacancy and employment
  • Migrant worker duties

Pre-Audit Preparation

Regular Self-Audits

Conduct internal reviews quarterly:

  • Check all permit holders have valid permits
  • Verify salaries meet requirements
  • Confirm working conditions match permits
  • Test record retrieval systems

Document Organisation

Ensure easy access to:

  • All current permits and visas
  • Employment contracts
  • Right to work records
  • Reporting history

Staff Training

Key staff should know:

  • Location of documents
  • Compliance requirements
  • Who to contact during audit
  • What information to provide

During an Ireland WRC Inspection

What to Expect

  • Inspector arrives (often unannounced)
  • Requests to see employment permits
  • May interview permit holders
  • Reviews employment records
  • Checks working conditions

Your Rights

  • Request inspector ID
  • Have a representative present
  • Ask for time to gather documents
  • Request copies of any seizures

Best Practices

  • Cooperate fully
  • Provide requested documents promptly
  • Answer questions honestly
  • Take notes of what's requested
  • Follow up on any issues raised

During a UK Home Office Audit

Types of Visits

  • Pre-licence visit – Before licence granted
  • Compliance visit – Random check of existing sponsors
  • Follow-up visit – After issues identified

What Auditors Check

HR Systems:

  • Policies and procedures
  • Record keeping systems
  • Staff training evidence

Individual Migrant Files:

  • Right to work checks
  • CoS accuracy
  • Contact information current
  • Absences reported

Reporting History:

  • Timely reports submitted
  • Changes notified
  • Leavers reported

Potential Outcomes

  • No action required
  • Action plan required
  • Downgrade to B-rating
  • Licence suspension
  • Licence revocation

Red Flags That Trigger Audits

Ireland

  • Complaints from employees
  • Unusual permit activity
  • Sector-wide inspections
  • Random selection

UK

  • Late or missing reports
  • Unusual CoS patterns
  • Employee complaints
  • Intelligence received
  • Previous issues identified

Maintaining Compliance

Daily

  • Check new starter right to work
  • Record any absences

Weekly

  • Review pending reports
  • Check document requests

Monthly

  • Verify salary payments meet thresholds
  • Check expiry dates approaching

Quarterly

  • Full compliance review
  • Update contact information
  • Test document retrieval

Post-Audit Actions

If Issues Found

Immediate steps:

  • Understand the findings
  • Create action plan
  • Assign responsibilities
  • Set deadlines

Longer term:

  • Implement system improvements
  • Train staff
  • Document changes
  • Monitor compliance

If Cleared

  • Document the positive outcome
  • Continue good practices
  • Schedule next self-audit

Recruitroo Compliance Support

Our platform helps you stay audit-ready:

  • Compliance dashboard – Status overview
  • Document storage – Organised, accessible
  • Expiry tracking – Never miss renewals
  • Reporting reminders – Timely notifications
  • Audit reports – Generate on demand

Being audit-ready isn't about passing a single inspection—it's about maintaining systems that ensure ongoing compliance.

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